Tata Play becomes first firm to file confidential papers with Sebi for IPO, Legal News, ET LegalWorld – Legal Firms

[ad_1] Tata Play, formerly known as Tata Sky, has become the first Indian company to file a confidential pre-filing of offer document for its initial public offer (IPO) with market regulator Sebi.The Tata group firm filed documents with Sebi, BSE and National Stock Exchange (NSE) on November 29. The firm...

Sebi asks mutual funds to act against con Telegram channels, Legal News, ET LegalWorld – Legal Firms

[ad_1] The Securities and Exchange Board of India (Sebi) has directed mutual funds to act against dubious Telegram or social media groups posing as asset managers or associates created to con investors. The capital markets regulator said in a communication to the industry on November 30, Telegram is rife with...

Kalyani Group promoter pays Rs 3 lakh to settle case with Sebi, Legal News, ET LegalWorld – Legal Firms

[ad_1] Baba Kalyani, promoter of Kalyani Group, has settled a case of alleged violation of SAST (Substantial Acquisition of Shares and Takeovers) norms in the matter of Bharat Forge Ltd (BFL) with markets regulator Sebi on a payment of Rs 3 lakh. Bharat Forge Ltd is a subsidiary of Kalyani...

Sebi forms a high-level panel to review corporate takeover rules, Legal News, ET LegalWorld – Legal Firms

[ad_1] India's capital markets regulator has formed a high-level panel to review corporate takeover rules, the first such anticipated overhaul in more than a decade, as Asia's third-biggest economy seeks to establish a contemporary M&A regime that bakes in momentous changes spawned by the Global Financial Crisis and the emergence...

Sebi bars HRSA, its proprietor from securities mkt for 6 months, Legal News, ET LegalWorld – Legal Firms

[ad_1] Capital markets regulator Sebi on Thursday barred Heaven Research Security Advisory (HRSA) and its proprietor from securities markets for six months for providing investment advisory services without authorisation. According to a Sebi order, the entities were engaged in investment advisory services without obtaining a certificate of registration from Securities...

Sebi levies Rs 2 lakh fine on individual for violating insider trading norms, Legal News, ET LegalWorld – Legal Firms

[ad_1] New Delhi: Capital markets regulator Sebi on Tuesday levied a fine of Rs 2 lakh on an individual for violating insider trading norms in the shares of Titan Company Ltd (TCL). The regulator slapped a fine of Rs 2 lakh on Samik Ghosh (noticee). The transactions were carried out...

Sebi penalises entity, directors for violating regulatory norms, Legal News, ET LegalWorld – Legal Firms

[ad_1] New Delhi, Markets regulator Sebi on Tuesday imposed a penalty of Rs 50 lakh on an entity and its directors for violating the regulatory norms in the case of CapitalVia Global Research Ltd. The regulator slapped a fine of Rs 50 lakh on CapitalVia Global Research Ltd (Noticee 1)...

Kolte-Patil Developers, 2 other settle case with Sebi, Legal News, ET LegalWorld – Legal Firms

[ad_1] New Delhi, Kolte-Patil Developers Ltd and two others on Friday settled with markets regulator Sebi, a case pertaining to the alleged violations of listing and disclosure rules, on payment of over Rs 63 lakh towards the settlement amount. The other two applicants who settled the case are -- G...

SC dismisses SEBI’s review petition against RIL, Legal News, ET LegalWorld – Legal Firms

[ad_1] New Delhi, The Supreme Court has dismissed a petition by Securities and Exchange Board of India (SEBI) by a 2:1 majority opinion, seeking review of its August 5 judgment, which directed the market regulator to share certain documents with Reliance Industries (RIL).In an order, a bench headed by former...